haya.Learning made clear
Unit V · SOPs and checklists
6 min readConcept sheetDefinitions in Section A; often a 5-mark answer

Standard operating procedures (SOPs): meaning and format

An SOP is a written, step-by-step instruction for doing a routine task the same safe way every time. It follows a fixed format, from title to records.

MeaningWritten step-by-step instructions for a routine task
PurposeThe same safe result every time, whoever does the task
Core headingsTitle, purpose, scope, responsibility, procedure, frequency, monitoring, corrective action, records, review
LinkSOPs put the prerequisite programmes and HACCP plan into practice

What an SOP is and why it matters

A standard operating procedure (SOP) is a written, step-by-step instruction that tells workers exactly how to do a routine task, such as receiving milk, cleaning a slicer or cooling rice, so that it is done the same safe way every time. SOPs give consistency, help train new staff, fix responsibility, reduce errors, provide evidence for FSSAI inspections and audits, and carry out the monitoring and corrective actions of the HACCP plan. Good SOPs use short, numbered steps, simple words, the workers' own language and pictures where useful, and they give exact limits (time, temperature, strength of sanitiser).

Format of an SOP

HeadingWhat to write
Header (document control)Company name, SOP number, version, date of issue, page numbers, prepared and approved by
TitleThe task, e.g. 'Receiving chilled and frozen foods'
PurposeWhy the SOP exists, e.g. to prevent growth of bacteria in chilled food
ScopeWhere and to whom it applies, e.g. all deliveries to the main kitchen store
ResponsibilityWho does the task and who checks it
Materials and equipmentWhat is needed, e.g. probe thermometer, sanitiser wipes
ProcedureNumbered steps in order, with limits
FrequencyHow often or when, e.g. every delivery, every 2 hours, daily
MonitoringHow the task is checked, by whom and how often
Corrective actionWhat to do if a limit is not met
RecordsWhich log is filled and how long it is kept
Review and verificationWho reviews the SOP and when; revision history

Sample SOP: hand washing for food handlers

HeadingContent
PurposeTo remove dirt and germs from hands and prevent contamination of food.
ScopeAll food handlers and visitors entering food areas.
ResponsibilityEvery food handler washes; the shift supervisor monitors.
Procedure1. Wet hands with clean running water. 2. Apply soap. 3. Rub palms, backs, between fingers, thumbs, fingertips and wrists for at least 20 seconds. 4. Rinse well. 5. Dry with a single-use paper towel or air dryer. 6. Turn off the tap with the towel.
FrequencyBefore starting work; after using the toilet; after handling raw meat, fish or eggs; after touching hair, face or phone; after handling waste; after breaks; when changing tasks.
MonitoringSupervisor watches at shift start and at random times.
Corrective actionAsk the handler to rewash at once; retrain repeat offenders; refill soap or towels.
RecordsHand-washing monitoring log; training record.
ReviewEvery year, or after a complaint or outbreak.

How to write an SOP

  1. 1
    Choose the task from the hazard analysis or prerequisite programme list.
  2. 2
    Watch a skilled worker do it and note each step.
  3. 3
    Draft short, numbered, action steps with exact limits.
  4. 4
    Add responsibility, frequency, monitoring, corrective action and records.
  5. 5
    Test it with the workers and revise unclear steps.
  6. 6
    Approve, number and issue it; train staff and display it near the workplace.
  7. 7
    Review it regularly and whenever the process, equipment or law changes.

SOP vs checklist

SOPTells how to do a task, step by step, with limits and responsibilities.
ChecklistRecords whether each step or condition was met (yes/no), with the corrective action taken. Used for monitoring and audits.
In kitchens and food businesses

A diet kitchen keeps SOPs for tasks such as preparing tube feeds or portioning low-salt diets, so every cook on every shift gives patients the same safe result.

Exam angle

2 marks: “Define SOP.” A standard operating procedure is a written, step-by-step instruction for doing a routine task the same safe way every time.

5 marks: “Explain the format of an SOP.” Header, title, purpose, scope, responsibility, materials, procedure, frequency, monitoring, corrective action, records, review, each with one line of explanation.

10 marks: “What is an SOP? Explain its importance and format with a sample SOP.” Define; importance (consistency, training, responsibility, audit evidence, HACCP); format table; a sample SOP such as hand washing; how SOPs are written and reviewed; close.

Remember it

SOP headings: 'Tea Please, Sir Ravi; Pour Fresh Milk, Check, Record, Review': Title, Purpose, Scope, Responsibility, Procedure, Frequency, Monitoring, Corrective action, Records, Review.